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General Exchange Act
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#	Item
491	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]October 2, 2013 Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-02 16:56:59 Finance Chicago Stock Exchange Securities Exchange Act Financial Industry Regulatory Authority Broker-dealer U.S. Securities and Exchange Commission Security Series 14 General Securities Principal Exam United States securities law Financial economics Financial system
492	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 4, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-05 08:45:09 Finance Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission NASDAQ Broker-dealer General Securities Representative Exam United States securities law Financial economics Financial system
493	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-10 11:31:43 Financial Industry Regulatory Authority Financial economics Securities Exchange Act Self-regulatory organization NYSE Euronext U.S. Securities and Exchange Commission General Securities Representative Exam Selling away Mary Schapiro United States securities law Business Financial system
494	Companion Policy 51-105CP Multilateral Instrument[removed]Issuers Quoted in the U.S. Over-the-Counter Markets PART 1: GENERAL COMMENTS 1. Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:03 73rd United States Congress United States securities law Investment Finance Securities Securities Act Securities Exchange Act Security Issuer United States Securities and Exchange Commission Financial economics Stock market
495	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 20, 2013 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-21 12:59:54 United States Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission General Securities Representative Exam NASDAQ Self-regulatory organization Registered representative Series 14 United States securities law Economy of the United States Financial regulation
496	Federal Register / Vol. 77, No[removed]Wednesday, June 13, [removed]Rules and Regulations Aggregate limitation (1) General obligations ........................................................................................ Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-05-23 11:32:10 United States housing bubble United States federal banking legislation Late-2000s financial crisis Investment Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Security Credit risk Financial economics Economics Finance
497	TABLE[removed]Land exchanges, fiscal year 1997 Type of exchange by State Add to Reading List Source URL: www.blm.gov Language: English - Date: 2011-06-15 11:26:46 United States Humanities General Mining Act Newlands Reclamation Act Federal Land Policy and Management Act History of the United States
498	Form ADV Rule Proposal Comment Letter DRAFT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-19 12:02:05 Business Investment Financial adviser Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Investment Advisers Act Charles Schwab Corporation General Securities Representative Exam Investment Advisor United States securities law Finance Financial economics
499	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]November 14, 2013 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-15 08:13:09 Business Securities Exchange Act General Securities Representative Exam Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Registered representative Registered Investment Advisor United States securities law Financial regulation Financial economics
500	COUNCIL OPERATING PROCEDURES MISSION The mission of the Federal Office of Small and Disadvantaged Business Utilization (OSDBU) Directors Interagency Council (OSDBU Council) is to exchange information on methods, initiat Add to Reading List Source URL: www.osdbu.gov Language: English - Date: 2010-11-08 15:17:19 Government procurement in the United States Government Politics of the United States United States Heights Community Council Dodd–Frank Wall Street Reform and Consumer Protection Act United States administrative law Federal Reserve System General Services Administration

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